Michael A. Tuft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Albert Tuft, who also goes by Michael Tuft, Mike Tuft, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - December 31, 2024
YRD RETIREMENT PLAN ADVISORS
January 20, 2006 - September 3, 2014
FINANCIAL TELESIS INC
May 16, 2003 - September 3, 2014
FINANCIAL TELESIS INC
June 21, 1994 - October 24, 2000
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
October 15, 1993 - January 29, 2003
VOYA FINANCIAL PARTNERS, LLC
November 25, 1989 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 22, 1989 - September 6, 1989
CITIGROUP GLOBAL MARKETS INC.
December 9, 1985 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
October 20, 1983 - December 24, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YRD RETIREMENT PLAN ADVISORS
CRD#: 173154 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 7,000,000 |
Red Flags
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