Stephen D. Zimmerman

FUHRMANN CAPITAL

INDIANAPOLIS, IN

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CRD#: 1198689

Professional summary

Stephen Douglas Zimmerman is a registered financial advisor currently at FUHRMANN CAPITAL located in Indianapolis, Indiana.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stephen has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONSULTING AND APPRAISING. ART RELATED BUSINESS ACTIVITIES. NOT INVESTMENT RELATED. 10 HOURS PER MONTH NOT DURING SECURITIES TRADING HOURS. OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Douglas Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2012 - Present

FUHRMANN CAPITAL

RIA

CRD#: 151846

INDIANAPOLIS, IN

Past

November 3, 2009 - October 4, 2012

WEALTH PLANNING & MANAGEMENT, LLC

RIA

CRD#: 112533

INDIANAPOLIS, IN

Past

May 14, 1998 - April 20, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

INDIANAPOLIS, IN

Past

December 21, 1983 - April 20, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/16/2012)

IAR

Texas
(7/28/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Current Firm

FUHRMANN CAPITAL

FUHRMANN CAPITAL | FUHRMANN CAPITAL LLC

CRD#: 151846 / SEC#:

California

Registered Investment Advisory firm - (9/29/2017 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2024 Approved)

Indiana

Registered Investment Advisory firm - (1/13/2010 Approved)

Texas

Registered Investment Advisory firm - (6/12/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (5/26/2015 Approved)

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Contact information

Main Address

9511 Angola Ct #200, Indianapolis, IN 46268

Mailing Address

Phone number

(214) 641-2827

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	234
AUM (Assets Under Management)	$ 56,190,809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen D. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Douglas Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUHRMANN CAPITAL

WEALTH PLANNING & MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2009

Series 63

Date: 12/27/1983

Series 7

Date: 12/17/1983

Current Firm

FUHRMANN CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FUHRMANN CAPITAL

TRUST BUT VERIFY

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