Kenneth W. Calligar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Calligar was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 12 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2009 - December 31, 2013
INTE SECURITIES LLC
June 1, 2006 - July 16, 2008
JEFFERIES LLC
February 3, 2003 - October 22, 2004
PENSON FINANCIAL SERVICES, INC.
October 18, 2002 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
February 1, 2000 - April 5, 2001
J.P. MORGAN SECURITIES INC.
September 24, 1997 - February 1, 2000
HAMBRECHT & QUIST LLC
July 1, 1994 - June 3, 1997
UBS FINANCIAL SERVICES INC.
March 31, 1993 - April 5, 1994
FORUM CAPITAL MARKETS LLC
May 9, 1991 - April 1, 1993
UBS SECURITIES LLC
June 15, 1989 - April 12, 1991
CRESVALE INTERNATIONAL, INC.
October 9, 1985 - March 13, 1987
MORGAN STANLEY DW INC.
October 19, 1983 - May 29, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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