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PS

Peter Shaw

MCDERMOTT INVESTMENT SERVICES
NAPLES, FL 34102
Some features on this profile are disabled
CRD#: 1198351
PS

Professional summary

Peter Shaw is a registered financial professional currently at MCDERMOTT INVESTMENT SERVICES, LLC located in Naples, Florida.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2016. Peter has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Shaw's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2025 - Present

MCDERMOTT INVESTMENT SERVICES, LLC

Office #1: 900 Broad Ave South Suite 2c, Naples, FL 34102
BD
CRD#: 154926
NAPLES, FL
Past

October 14, 2025 - January 15, 2026

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA
CRD#: 158292
ATLANTA, GA
Past

December 5, 2023 - September 12, 2024

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
Decatur, GA
Past

September 5, 2023 - November 3, 2023

OSAIC WEALTH, INC.

RIA
CRD#: 23131
DECATUR, GA
Past

August 31, 2023 - November 3, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

November 23, 2021 - April 10, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
MERRIMACK, NH
Past

November 13, 2021 - April 7, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL
Past

January 26, 2021 - September 24, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ATLANTA, GA
Past

January 25, 2021 - September 24, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ATLANTA, GA
Past

September 17, 2019 - May 22, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ATLANTA, GA
Past

September 16, 2019 - May 22, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ATLANTA, GA
Past

February 9, 2017 - February 27, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ATLANTA, GA
Past

February 9, 2017 - February 27, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ATLANTA, GA
Past

July 1, 2016 - January 9, 2017

HARRISDIRECT LLC

RIA
CRD#: 42159
Alpharetta, GA
Past

June 2, 2016 - January 9, 2017

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ALPHARETTA, GA
Past

February 2, 2016 - May 2, 2016

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
Duluth, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(4/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MCDERMOTT INVESTMENT SERVICES, LLC
MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926 / SEC#: , 8-68683

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Contact information

Main Address
900 Broad Ave South Suite 2c, Naples, FL 34102
Mailing Address
P.o. Box 1784, Naples, FL 34106
Phone number
(610) 882-1460
Established
Pennsylvania since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCDERMOTT, DEAN PATRICKMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1731834
CITO, JOHN PHILIPMANAGING DIRECTOR724521
RIP, OLGACHIEF FINANCIAL OFFICER/FINOP5440553

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926Naples, FL 34102

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