Linda S. Dolphin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Susan Dolphin, who also goes by Linda Dolphin Childs, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1983. Linda had worked at 13 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2008 - February 4, 2013
EQUITABLE DISTRIBUTORS, LLC
March 3, 2005 - January 8, 2008
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 21, 2003 - February 22, 2005
PRINCIPAL SECURITIES, INC.
October 5, 2001 - July 21, 2003
RAMPART FINANCIAL SERVICES, INC.
September 25, 2000 - October 5, 2001
TOWER SQUARE SECURITIES, INC.
January 4, 1999 - September 21, 2000
OSAIC FA, INC.
November 30, 1994 - January 12, 1999
VOYA FINANCIAL PARTNERS, LLC
June 24, 1993 - September 23, 1994
JOHN HANCOCK DISTRIBUTORS LLC
April 10, 1992 - May 18, 1993
MML INVESTORS SERVICES, LLC
April 3, 1990 - March 17, 1992
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
October 27, 1988 - March 12, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
October 27, 1988 - March 12, 1990
MONY SECURITIES CORPORATION
January 2, 1988 - May 10, 1988
MML INVESTORS SERVICES, LLC
May 27, 1987 - October 11, 1988
HUTTOE & ASSOCIATES, INC.
January 12, 1987 - March 12, 1990
MONY SECURITIES CORPORATION
December 6, 1983 - January 12, 1987
MML INVESTORS SERVICES, LLC
November 23, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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