John M. Moore

EQUILIBRIA WEALTH MANAGEMENT

Odessa, TX 79765

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CRD#: 1198173

Professional summary

John Michael Moore, who also goes by Michael Moore, Mike Moore, is a registered financial advisor currently at EQUILIBRIA WEALTH MANAGEMENT, LLC located in Odessa, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Moore | Mike Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) EQUILIBRIA EARTH, DBA FRUIT AND ME; NOT INVESTMENT RELATED; SAME AS BRANCH ADDRESS; MANUFACTURING FRUIT COMPOTES; OWNER/SALES AND MARKETING; STARTED 11/10/2016; APX 20 HOURS/MONTH, NONE DURING TRADING; RECIPES, OVERSEEING SALES AND MARKETING (2) Gabrianna LLC dba Gabrianna Realty, Non-investment related, 2406 Great Prairie Ln, Katy TX77494. Start date 7/26/2018 Realtor/Owner (2 hours). (3) Moore Help, LLC; Non-Investment Related; 883 Luehlsing Dr., Canyon Lake, TX 78133; Private investment; Managing Member; 4/20/21; Number of hours devoted to other business: 0 hours; Number of hours devoted to other business during trading hours: 0 hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2020 - Present

EQUILIBRIA WEALTH MANAGEMENT, LLC

Office #1: 3925 Hadden Dr., Odessa, TX 79765

RIA

CRD#: 311785

Odessa, TX

Past

September 20, 2019 - December 31, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ODESSA, TX

Past

August 24, 2015 - December 31, 2020

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

ODESSA, TX

Past

August 24, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

ODESSA, TX

Past

May 7, 2010 - August 25, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ODESSA, TX

Past

May 7, 2010 - August 25, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ODESSA, TX

Past

May 11, 1998 - May 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIDLAND, TX

Past

May 11, 1998 - May 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIDLAND, TX

Past

August 28, 1995 - May 11, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

October 25, 1983 - August 29, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUILIBRIA WEALTH MANAGEMENT, LLC

CRD#: 311785 / SEC#: 801-119976

RIA

Registered Investment Advisory firm - (12/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Current Firm

EQUILIBRIA WEALTH MANAGEMENT, LLC

CRD#: 311785 / SEC#: 801-119976

RIA

Registered Investment Advisory firm - (12/15/2020 Approved)

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Contact information

Main Address

24285 Katy Freeway Suite 300, Katy, TX 77494

Mailing Address

Phone number

(432) 617-7788

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EQUILIBRIA ADV2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 124,316,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John M. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRINCIPAL FINANCIAL SECURITIES,INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EQUILIBRIA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/1995

Series 63

Date: 11/3/1983

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1983

Current Firm

EQUILIBRIA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQUILIBRIA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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