Leslie I. Jaco

SYCAMORE FINANCIAL ADVISORS

JACKSON, TN 38305

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CRD#: 1198112

Professional summary

Leslie Irving Jaco JR, AIF®, who also goes by Les Jaco, Leslie Jaco Jr, Leslie Jaco, is a registered financial advisor currently at SYCAMORE FINANCIAL ADVISORS, INC. located in Jackson, Tennessee.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Leslie has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Les Jaco | Leslie Jaco Jr | Leslie Jaco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Irving Jaco JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 8, 2009 - Present

SYCAMORE FINANCIAL ADVISORS, INC.

Office #1: 51 B Murray Guard Dr, Jackson, TN 38305

RIA

CRD#: 108628

JACKSON, TN

Past

March 4, 2008 - October 14, 2009

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

TRENTON, TN

Past

February 29, 2008 - October 14, 2009

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

TRENTON, TN

Past

November 28, 2005 - February 26, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BRENTWOOD, TN

Past

October 14, 2005 - February 26, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BRENTWOOD, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/8/2009)

IAR

Texas
(4/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/2005

General Securities Representative Examination

Current Firm

SYCAMORE FINANCIAL ADVISORS, INC.

BROWN INVESTMENT GROUP OF SYCAMORE FINANCIAL ADVISORS | SYCAMOREFINANCIAL ADVISORS, INC. | SYCAMORE FINANCIAL ADVISORS, INC. | SHANKLIN CAPITAL MANAGEMENT INC

CRD#: 108628 / SEC#: 801-55650

RIA

Registered Investment Advisory firm - (3/4/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (6/16/2005 Approved)

Texas

Registered Investment Advisory firm - (4/3/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

51 B Murray Guard Dr, Jackson, TN 38305

Mailing Address

51 B Murray Guarad Dr, Jackson, TN 38305

Phone number

(731) 784-4444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 91,825,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leslie I. Jaco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Irving Jaco JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYCAMORE FINANCIAL ADVISORS, INC.

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2005

Series 63

Date: 11/21/2005

Series 7

Date: 10/13/2005

Current Firm

SYCAMORE FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SYCAMORE FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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