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Peter Leonard Bifarella

CRD# 1198109·Registered 1984 - 2022
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Leonard Bifarella was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1984 - 2022. Peter had worked at 12 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

BLACKRIDGE ASSET MANAGEMENT, LLC·CRD# 277085
RIA
Batavia, NY
October 18, 2021 - August 30, 2022
PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
Batavia, NY
February 3, 2020 - August 30, 2022
IBN FINANCIAL SERVICES, INC.·CRD# 42360
BD
Attica, NY
January 26, 2016 - January 31, 2020
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Attica, NY
January 4, 2016 - January 28, 2016
KEY INVESTMENT SERVICES LLC·CRD# 136300
BD
Blasdell, NY
November 5, 2013 - August 12, 2015
CETERA ADVISORS LLC·CRD# 10299
BD
Attica, NY
February 3, 2012 - September 30, 2013
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
Amherst, NY
January 11, 2011 - February 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Batavia, NY
February 26, 2009 - April 6, 2009
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Attica, NY
January 1, 2005 - October 17, 2007
HSBC BROKERAGE (USA) INC.·CRD# 6956
BD
New York, NY
October 19, 2004 - January 1, 2005
GENEOS WEALTH MANAGEMENT, INC.·CRD# 120894
BD
Englewood, CO
February 6, 2004 - October 8, 2004
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
February 16, 1993 - February 23, 2004
PRUCO SECURITIES, LLC.·CRD# 5685
BD
November 23, 1985 - February 26, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
January 24, 1984 - February 26, 1993

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Current Firm

BA
BLACKRIDGE ASSET MANAGEMENT, LLC

AHEARN WEALTH MANAGEMENT | XECUTIVE WEALTH STRATEGIES | VERITAS WEALTH PLANNING LLC | THE FINANCIAL GUYS | TEXAS RETIREMENT HEADQUARTERS; CHAMPION CAPITAL ADVISORS | SNOW WEALTH MANAGEMENT, LLC | HPR WEALTH MANAGEMENT | HORIZON COMPASS WEALTH | GERMACK FINANCIAL | GEIGER INVESTMENTS | GATEWAY WEALTH STRATEGIES | FAITH INVESTMENT SERVICES, LLC | ECKEL FINANCIAL GROUP; RURAL ELECTRIC PLANNING GROUP | DIVERSIFIED FINANCIAL SOLUTIONS | COOK FINANCIAL GROUP | COMMONWEALTH FINANCIAL GROUP, LLC | CIAGLIA FINANCIAL | CHAMPION CAPITAL ADVISORS | BLACKRIDGE ASSET MANAGEMENT, LLC | BLACK LAB FINANCIAL SERVICES | ARTACHE ESTATE PLANNING | APOSTOLOS, LLC

CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - SEC (7/8/2016 Approved)
Florida
Registered Investment Advisory firm - Florida (7/13/2016 Terminated)
New York
Registered Investment Advisory firm - New York (7/13/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Phone Number

(561) 641-5050

# of Employees

69

SEC notice filing (38 States and Territories)

Registered to provide investment advisory services in 38 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BAM_WRAPBROCHURE_(9.25.26) (10/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

696

AUM (Assets Under Management)

$216,749,434

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business entity: Blackridge Asset Management; Business Activity: Asset management; Address: Jupiter, FL; Duties of Position: Asset Management; Title: IAR; Start Date: 10/21; Approx. # of hours per month spent on activity: 20; Approx. # hours spent during trading hours: 20 2) Business entity: Bifarella and Associates, Inc; Business Activity: Business Consulting, referral to various merger and acquisition firms; Address: Attica, NY; Duties of Position: Sales and Service; Title: Owner, President; Start Date: 01/2017; Approx. # hours per month spent on activity: 5; Approx. # hours spent during trading hours: 5 3) Business entity: Bifarella and Associates, Inc.; Business Activity: Traditional life insurance sales, fixed annuities, LTC, disability insurance; Address: Attica, NY; Duties of Position: Sales and Service; Title: Owner, President; Start Date: 01/2017; Approx. # hours per month spent on activity: 10; Approx. # hours spent during trading hours: 10 4) Business entity: Bifarella and Associates, Inc; Business Activity: Sales of POS systems, credit card services, e-commerce; Address: Attica, NY; Duties Position: Sales and Service; Title: Owner, President; Start Date: 01/2017; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC

AHEARN WEALTH MANAGEMENT | XECUTIVE WEALTH STRATEGIES | VERITAS WEALTH PLANNING LLC | THE FINANCIAL GUYS | TEXAS RETIREMENT HEADQUARTERS; CHAMPION CAPITAL ADVISORS | SNOW WEALTH MANAGEMENT, LLC | HPR WEALTH MANAGEMENT | HORIZON COMPASS WEALTH | GERMACK FINANCIAL | GEIGER INVESTMENTS | GATEWAY WEALTH STRATEGIES | FAITH INVESTMENT SERVICES, LLC | ECKEL FINANCIAL GROUP; RURAL ELECTRIC PLANNING GROUP | DIVERSIFIED FINANCIAL SOLUTIONS | COOK FINANCIAL GROUP | COMMONWEALTH FINANCIAL GROUP, LLC | CIAGLIA FINANCIAL | CHAMPION CAPITAL ADVISORS | BLACKRIDGE ASSET MANAGEMENT, LLC | BLACK LAB FINANCIAL SERVICES | ARTACHE ESTATE PLANNING | APOSTOLOS, LLC

CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - SEC (7/8/2016 Approved)
Florida
Registered Investment Advisory firm - Florida (7/13/2016 Terminated)
New York
Registered Investment Advisory firm - New York (7/13/2016 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jun 1986About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1984About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 1997About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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