Walter S. Machala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Stanley Machala, who also goes by Wally Machala, Water Stanley Machala, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1985. Walter had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2012 - March 1, 2021
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
May 10, 2010 - December 31, 2011
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
October 30, 2009 - March 1, 2021
LASALLE ST SECURITIES, L.L.C.
June 28, 2007 - November 2, 2009
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
January 10, 2007 - November 2, 2009
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
August 30, 2005 - January 5, 2007
LASALLE FINANCIAL SERVICES, INC.
August 21, 2001 - January 5, 2007
LASALLE FINANCIAL SERVICES, INC.
April 16, 2001 - August 13, 2001
INVEST FINANCIAL CORPORATION
April 1, 1998 - March 21, 2001
LASALLE FINANCIAL SERVICES, INC.
January 24, 1994 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
July 23, 1992 - March 7, 1994
PRUCO SECURITIES, LLC.
August 21, 1990 - June 29, 1992
DREHER & ASSOCIATES, INC.
September 17, 1985 - July 27, 1990
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
