Deborah S. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Shelling Reynolds, who also goes by Debbie Reynolds, Deborah Jane Shelling, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1984. Deborah had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2014 - October 18, 2018
SANTANDER US CAPITAL MARKETS LLC
May 12, 2000 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
May 27, 1998 - September 1, 1998
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
April 7, 1998 - May 3, 2000
SPIRES FINANCIAL, L.P.
April 20, 1993 - April 16, 1998
PERSHING LLC
April 26, 1990 - February 16, 1993
KIDDER, PEABODY & CO. INCORPORATED
February 23, 1984 - March 26, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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