Steven D. Strumwasser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven David Strumwasser was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1990. Steven had worked at 4 firms and has passed the SIE, Series 7, Series 72 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2011 - January 7, 2020
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
February 26, 1996 - May 30, 2003
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
September 30, 1993 - February 27, 1996
DEUTSCHE BANK SECURITIES INC.
June 29, 1990 - September 30, 1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 7/22/2010
Government Securities Representative ExaminationCurrent Firm
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
CRD#: 154487 / SEC#: , 8-68642
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRACKENWOOD HOLDINGS LIMITED | CORP | |
| SOUTHWOOD SERVICES LIMITED | CORP | |
| ALI, ABDULELAH ABDUL MUKRED | MANAGER | 5826783 |
| BAJAMAL, OMAR ABDULKADER | MANAGER | 1665572 |
| MANSOUR, HEDAYAT | ASSISTANT SECRETARY | 2375005 |
| PETROCELLI, ROBERT ALBERT | CHIEF COMPLIANCE OFFICER, PFO, POO | 1686118 |
| PETROCELLI, ROBERT ALBERT | MEMBER MANAGER, PRESIDENT, SECRETARY, TREASURER | 1686118 |
| SMITH, LAWRENCE GEORGE | MANAGER | 1726994 |
| STRUMWASSER, STEVEN DAVID | ASSISTANT TREASURER | 1198005 |
Red Flags
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