Bobby J. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bobby Joe Cox, who also goes by Joseph Cox, was a registered financial professional .
Bobby is a previously registered financial professional and started their career in finance in 1983. Bobby had worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2013 - July 11, 2014
FLINT HILLS GROUP, LLC
March 12, 2009 - December 31, 2012
CPAI, CO.
January 3, 2007 - August 19, 2008
STIFEL INDEPENDENT ADVISORS, LLC
January 3, 2007 - August 19, 2008
STIFEL INDEPENDENT ADVISORS, LLC
April 18, 2001 - January 3, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 8, 2000 - January 3, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 31, 1993 - November 20, 2000
CITIGROUP GLOBAL MARKETS INC.
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
May 15, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
October 25, 1983 - June 19, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLINT HILLS GROUP, LLC
CRD#: 164250 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
