Raese V. Simpson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raese Victor Simpson was a registered financial professional .
Raese is a previously registered financial professional and started their career in finance in 1984. Raese had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2013 - February 25, 2021
ADVICEONE ADVISORY SERVICES, LLC
December 10, 2003 - December 31, 2018
SSN ADVISORY, INC.
December 3, 2003 - December 31, 2018
SECURITIES SERVICE NETWORK, LLC
March 30, 2001 - November 19, 2003
PINES FINANCIAL GROUP, INC.
March 31, 1997 - December 2, 2003
OSAIC WEALTH, INC.
January 10, 1984 - April 9, 1997
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
ADVICEONE ADVISORY SERVICES, LLC
CRD#: 111614 / SEC#: 801-62125
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVICEONE ADVISORY SERVICES, LLC
CRD#: 111614 / SEC#: 801-62125
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,511 |
| AUM (Assets Under Management) | $ 1,662,203,424 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
