Marlee R. Olsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlee Ruby Olsen, who also goes by Marlys R Olsen, Marlys Ruby Olsen, Marlys Olsen, Marlys Ruby Pehrson, was a registered financial advisor .
Marlee is a previously registered financial advisor and started their career in finance in 1984. Marlee had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1999 - January 18, 2006
FSA WEALTH PARTNERS
February 14, 1990 - December 31, 1998
CADARET, GRANT & CO., INC.
October 28, 1988 - January 1, 1990
CADARET, GRANT & CO., INC.
December 21, 1987 - November 16, 1988
FOCUS SECURITIES, INC.
May 9, 1985 - May 17, 1985
FOCUS SECURITIES, INC.
January 24, 1984 - May 17, 1985
CARDELL & ASSOCIATES, INCORPORATED
Primary Firm SEC Registration
FSA WEALTH PARTNERS
CRD#: 104513 / SEC#: 801-18801
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FSA WEALTH PARTNERS
CRD#: 104513 / SEC#: 801-18801
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,964 |
| AUM (Assets Under Management) | $ 770,176,152 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
