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Terry Edward Laxton

CRD# 1197756·Registered 1983 - 2023
Previously Registered: Being a previously registered professional could mean that Terry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Terry Edward Laxton was a registered financial advisor. Terry was a previously registered financial professional and started their career in finance 1983 - 2023. Terry had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

BETTER MONEY METHOD·CRD# 143303
RIA
Camano Is, WA
October 11, 2021 - December 31, 2023
BETTER MONEY METHOD·CRD# 143303
RIA
Monroe, WA
April 16, 2007 - December 31, 2014
PFG SECURITIES, INC.·CRD# 15401
BD
April 4, 1985 - July 29, 1985
WARREN SECURITIES, INC.·CRD# 13243
BD
September 17, 1984 - February 26, 1985
SOURCE SECURITIES, INC.·CRD# 8026
BD
February 7, 1984 - April 12, 1984
SYMON GROUP, LTD.·CRD# 7355
BD
October 21, 1983 - January 19, 1984

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Current Firm

BM
BETTER MONEY METHOD

BETTER MONEY METHOD | PROVINDENCE FINANCIAL GROUP LLC | PROVIDENCE FINANCIAL GROUP, LLC | PROVIDENCE CAPITAL PARTNERS LLC | OMEGA CAPITAL ADVISOR LLC

CRD#: 143303

Contact Information

Main Address

Camano Is, WA

Phone Number

(425) 818-8256

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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