Yves C. Siegel
Professional summary
Yves Charles Siegel is a registered financial advisor currently at SIEGEL ASSET MANAGEMENT PARTNERS located in Plainview, New York.
Yves is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Yves has worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Yves Charles Siegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2020 - Present
SIEGEL ASSET MANAGEMENT PARTNERS
December 6, 2012 - June 30, 2016
NEUBERGER BERMAN MANAGEMENT LLC
May 31, 2012 - July 7, 2020
NEUBERGER BERMAN BD LLC
May 18, 2012 - July 7, 2020
NEUBERGER BERMAN BD LLC
June 15, 2009 - June 1, 2012
CREDIT SUISSE SECURITIES (USA) LLC
July 1, 2003 - March 4, 2008
WELLS FARGO SECURITIES, LLC
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 13, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 21, 1991 - December 19, 1997
CITIGROUP GLOBAL MARKETS INC.
October 19, 1983 - July 19, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/6/2021)
(10/9/2020)
Exams
Current Firm
SIEGEL ASSET MANAGEMENT PARTNERS
CRD#: 310741 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 15,445,912 |
Red Flags
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