Ted K. Saneholtz
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CRD#: 1197670
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Kevin Saneholtz was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 2001. Ted had worked at 1 firm .
Biography
Managing your finances is complex and time-consuming. You’ve earned the right to partner with the experts at Summit Financial Strategies, Inc. to simplify the process. We’ll be with you every step of the way; acting as your advocate as we build your personal plan and work through life’s changes. In a world that is becoming less personal, Summit is bucking the trend. Our business is not about us: it is about you. We get to know your needs and desires, and work with you to build a plan to realize them. A key tenet of our business strategy is a low ratio of clients to professional staff. We’ve committed to no more than 40 wealth management clients per Advisor to make sure that you have the attention you deserve. Our long-term business plan includes a clear succession strategy, so you can rest assured that Summit will be here for you and your family. Our investment philosophy for long-term wealth creation is built on strategic asset allocation and diversified portfolios. We encourage long-term investing and discourage attempts at market timing. Our process begins with a clear understanding of your long-term needs, investing history, time horizon, risk tolerance, and investment preferences to create your Personal Investment Policy Statement. You will receive specific investment recommendations, incorporating no-load mutual funds, stocks, bonds, separately managed account, and other carefully selected specialty investments.
Question & Answer
What are your service offerings?
At Summit
you will have a team of profes...
you experience the range of we...
estate planning
tax planning
executive compensation
employer stock options
and investment advisory work.
Do you have an area of expertise or specialization?
Business Owners
Estate & Generational Planning...
Investment Advice with Ongoing...
Medical Professionals
Retirement Planning & Distribu...
Tax Planning
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 1, 2001 - December 31, 2021
SUMMIT FINANCIAL STRATEGIES INC
RIA
CRD#: 110112
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SUMMIT FINANCIAL STRATEGIES INC
SUMMIT FINANCIAL STRATEGIES INC
CRD#: 110112 / SEC#: 801-50616
RIA
Registered Investment Advisory firm - (11/15/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
SUMMIT FINANCIAL STRATEGIES INC
SUMMIT FINANCIAL STRATEGIES INC
CRD#: 110112 / SEC#: 801-50616
RIA
Registered Investment Advisory firm - (11/15/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4111 Worth Ave. #510, Columbus, OH 43219-3599
Mailing Address
Phone number
(614) 885-1115
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 977 |
| AUM (Assets Under Management) | $ 2,054,390,311 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2025 | ||
| 02/01/2024 | ||
| 01/10/2023 |
Red Flags
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