Keith A. Koch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Arlan Koch was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1983. Keith had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2003 - September 28, 2005
DYNASTY CAPITAL PARTNERS, INC.
September 30, 2002 - September 29, 2005
J.P. TURNER & COMPANY, L.L.C.
October 3, 1990 - September 30, 2002
SCHNEIDER SECURITIES, INC.
December 17, 1984 - October 22, 1990
AMERICAN FRONTEER FINANCIAL CORPORATION
October 15, 1984 - February 15, 1985
CHESLEY AND DUNN, INC.
June 26, 1984 - September 10, 1984
R.B. MARICH, INC.
June 6, 1984 - October 22, 1990
AMERICAN FRONTEER FINANCIAL CORPORATION
October 19, 1983 - June 6, 1984
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DYNASTY CAPITAL PARTNERS, INC.
CRD#: 122806 / SEC#: , 8-65532
Contact information
Documents
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
