Peter A. Thompson

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CRD#: 1197625

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Adamson Thompson was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 3 firms and has passed the Series 63, Series 6, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2000 - February 20, 2024

COHO PARTNERS, LTD.

RIA

CRD#: 111335

BERWYN, PA

Past

August 26, 1997 - June 22, 1999

UAM FUND DISTRIBUTORS, INC.

CRD#: 24364

BOSTON, MA

Past

October 19, 1983 - February 6, 1989

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COHO PARTNERS, LTD.

CRD#: 111335 / SEC#: 801-60111

RIA

Registered Investment Advisory firm - (3/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/25/1997

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 4/1/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Current Firm

COHO PARTNERS, LTD.

CRD#: 111335 / SEC#: 801-60111

RIA

Registered Investment Advisory firm - (3/30/2001 Approved)

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Contact information

Main Address

300 Berwyn Park 801 Cassatt Road, Suite 100, Berwyn, PA 19312

Mailing Address

Phone number

(484) 318-7575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COHO ADV PART 2A 2025-03-19 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 2,203,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter A. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COHO PARTNERS, LTD.

UAM FUND DISTRIBUTORS, INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

COHO PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/2/1998

Series 6

Date: 8/25/1997

Series 3

Date: 4/1/1986

Series 7

Date: 10/15/1983

Current Firm

COHO PARTNERS, LTD.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COHO PARTNERS, LTD.

TRUST BUT VERIFY

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