Sylvia R. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvia Reed Roberts was a registered financial professional .
Sylvia is a previously registered financial professional and started their career in finance in 1983. Sylvia had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2009 - September 26, 2012
INVESTMENT MANAGEMENT CONSULTANTS, INC.
April 22, 2002 - May 11, 2006
VERITRUST FINANCIAL, LLC
July 24, 1990 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
October 25, 1989 - June 22, 1990
GUARDIAN INVESTOR SERVICES LLC
November 28, 1988 - October 14, 1989
TITAN/VALUE EQUITIES GROUP, INC.
August 16, 1988 - December 6, 1988
GUARDIAN INVESTOR SERVICES LLC
April 6, 1987 - August 22, 1988
FSC SECURITIES CORPORATION
August 1, 1986 - October 14, 1989
TITAN/VALUE EQUITIES GROUP, INC.
January 23, 1986 - August 7, 1986
MARQUETTE FINANCIAL GROUP, INC.
November 23, 1983 - September 4, 1985
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT MANAGEMENT CONSULTANTS, INC.
CRD#: 130522 / SEC#:
Contact information
Red Flags
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