Waldean B. Wall

ALLIANZ LIFE FINANCIAL SERVICES

Minneapolis, MN 55416

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CRD#: 1197560

Professional summary

Waldean Blake Wall is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.

Waldean is registered as a RR (Registered Representative) and started their career in finance in 1983. Waldean has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

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The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

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None

Experience

Current

June 17, 2002 - Present

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416

CRD#: 612

Minneapolis, MN

Past

September 28, 2001 - February 19, 2002

RMJB, INC.

CRD#: 109886

BLOOMINGTON, MN

Past

January 6, 2000 - February 9, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 7, 1983 - February 3, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(6/17/2002)

Exams

State Security Law Exam

Series 63

Date: 12/15/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/1991

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/26/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/5/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: , 8-13630

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416-1297

Mailing Address

P O Box 1117, Minneapolis, MN 55440-1117

Phone number

(763) 765-6500

Established

Minnesota since 11/20/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA	OWNER
DIAN, MATTHEW CHRISTOPHER	CHIEF COMPLIANCE OFFICER	2246088
GAUMOND, WILLIAM EDWARD	DIRECTOR	5294073
HELMEN, JOHN CURTIS	ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS	4988276
LORD-KRAHN, KRISTINE MARIE	CHIEF LEGAL OFFICER	4241291
THOMES, ERIC JON	CHIEF EXECUTIVE OFFICER	4645308
WALTHER, COREY JAY	PRESIDENT	2398952
WYSOCKI, REBECCA	PRINCIPAL FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	CHIEF FINANCIAL OFFICER	6558204
WYSOCKI, REBECCA	PRINCIPAL OPERATIONS OFFICER	6558204

Disclosures

Regulatory Event

Red Flags

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Waldean B. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Waldean Blake Wall's CRS (Customer Relationship Summary).

Certified licenses

Experience

RMJB, INC.

OSAIC WEALTH, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1983

SIE

Date: 10/1/2018

Series 7

Date: 4/12/1991

Series 22

Date: 3/26/1984

Series 6

Date: 12/5/1983

FINRA

Current Firm

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIANZ LIFE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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