Eugene C. Richardson

KEYSTONE FINANCIAL GROUP

Venice, FL

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CRD#: 1197490

Professional summary

Eugene Cliff Richardson, who also goes by Eugene Clifford Richardson, Gene Richardson, is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Venice, Florida and LPL FINANCIAL LLC located in Venice, Florida.

Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Eugene has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eugene Clifford Richardson | Gene Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 05/19/2014: KEYSTONE FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 70% OF TIME SPENT 2) 05/27/2014: KEYTSONE FINANCIAL GROUP - INV REL - REGISTERED INVESTMENT ADVISOR: KEYTSONE FINANCIAL GROUP - 30% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE 3) 07/22/2015 - RICHARDSON WEALTH MANAGEMENT, LLC - INV REL - 38 PUBLIC SQUARE, SOMERSET, KY 42501 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2015 - 4 HOURS PER MONTH, 0 DURING TRADING - LPL FINANCIAL BROKERAGE SERVICES, KEYSTONE FINANCIAL GROUP RIA INVESTMENT ADVISORY SERVICES OFFERED THROUGH LPL FINANCIAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Cliff Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2014 - Present

KEYSTONE FINANCIAL GROUP, LLC

RIA

CRD#: 170201

Venice, FL

Current

May 19, 2014 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

VENICE, FL

Past

May 9, 2008 - May 20, 2014

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

SOMERSET, KY

Past

May 9, 2008 - May 20, 2014

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

SOMERSET, KY

Past

January 1, 2008 - May 14, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SOMERSET, KY

Past

January 1, 2008 - May 14, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SOMERSET, KY

Past

October 28, 2003 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SOMERSET, KY

Past

January 31, 2003 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

SOMERSET, KY

Past

December 7, 1987 - February 3, 2003

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

May 9, 1986 - October 28, 1987

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

October 20, 1983 - May 23, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTONE FINANCIAL GROUP, LLC

CRD#: 170201 / SEC#: 801-79274

RIA

Registered Investment Advisory firm - (2/26/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/16/2014)

Florida
(5/19/2014)

Georgia
(5/20/2014)

Indiana
(5/22/2014)

Kentucky
(5/19/2014)

IAR

Kentucky
(5/21/2014)

Maryland
(5/19/2014)

Ohio
(5/19/2014)

Texas
(5/19/2014)

Utah
(11/8/2017)

Virginia
(5/19/2014)

Washington
(5/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/21/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 4/29/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

KEYSTONE FINANCIAL GROUP, LLC

CRD#: 170201 / SEC#: 801-79274

RIA

Registered Investment Advisory firm - (2/26/2014 Approved)

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Contact information

Main Address

527 Wellington Way, Ste 225, Lexington, KY 40503

Mailing Address

Phone number

(859) 317-8316

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEYSTONE FINANCIAL GROUP, LLC ADV PART 2A (3/25/2025)

KEYSTONE FINANCIAL GROUP, LLC ADV PART 2A APPENDIX 1 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6,153
AUM (Assets Under Management)	$ 1,858,938,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eugene C. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Cliff Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

KEYSTONE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1999

Series 63

Date: 12/8/1983

SIE

Date: 10/1/2018

Series 31

Date: 1/21/2009

Series 7

Date: 10/15/1983

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 4/29/1998

FINRA

Current Firm

KEYSTONE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTONE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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