Ronald R. Breitigam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Roy Breitigam, who also goes by Ron Breitigam, Ronald R Breitigam, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2023 - March 12, 2025
LIONSOUL GLOBAL ADVISORS
October 11, 2017 - October 26, 2017
MAQRO ADVISORS LLC
January 25, 2014 - December 12, 2016
LAKE AUSTIN ADVISORS
February 13, 1986 - December 5, 1986
UBS FINANCIAL SERVICES INC.
October 19, 1983 - September 9, 1985
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 6/24/1985
Interest Rate Options ExaminationCurrent Firm
LIONSOUL GLOBAL ADVISORS
CRD#: 324883 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 41,467,165 |
Red Flags
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