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MM

Michael C. Mckean

INFINITY FINANCIAL SERVICES ADVISORY
Livermore, CA
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CRD#: 1197246
MM

Professional summary


Michael Craig Mckean is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in Livermore, California and INFINITY FINANCIAL SERVICES located in Livermore, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 15 firms and has passed the Series 63, Series 7TO, SIE, Series 15, Series 5, Series 7 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NorCal Benefit Solutions, not investment-related, 2625 College Ave Livermore, CA 94550, Owner, November 2007, technically 0 hours per month, 0 during trading hours. Health and Life Insurance (non-variable).

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Craig Mckean's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 27, 2020 - Present

INFINITY FINANCIAL SERVICES ADVISORY

RIA
CRD#: 304981
Livermore, CA
Current

April 28, 2016 - Present

INFINITY FINANCIAL SERVICES

BD
CRD#: 144302
Livermore, CA
Past

April 22, 2016 - December 31, 2020

INFINITY FINANCIAL SERVICES

RIA
CRD#: 144302
Livermore, CA
Past

January 23, 2009 - December 1, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
LIVERMORE, CA
Past

January 23, 2009 - December 1, 2015

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LIVERMORE, CA
Past

March 24, 2006 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA
CRD#: 40395
DANVILLE, CA
Past

March 24, 2006 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

BD
CRD#: 40395
FOLSOM, CA
Past

September 27, 2005 - March 28, 2006

UNITED SECURITIES ALLIANCE, INC.

RIA
CRD#: 36487
SAN RAMON, CA
Past

January 19, 2005 - March 28, 2006

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
SAN RAMON, CA
Past

December 9, 1999 - January 24, 2005

INTERVEST INTERNATIONAL EQUITIES CORPORATION

BD
CRD#: 20289
COLORADO SPRINGS, CO
Past

July 25, 1994 - November 12, 1997

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

June 29, 1993 - December 31, 1993

CYPRESS CAPITAL CORPORATION

BD
CRD#: 7919
Past

August 13, 1990 - July 17, 1991

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

June 27, 1989 - September 28, 1990

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

June 6, 1988 - June 27, 1989

SUTRO & CO. INCORPORATED

BD
CRD#: 801
Past

May 14, 1988 - July 19, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

October 23, 1985 - May 14, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

September 24, 1984 - January 9, 1985

CONTISECURITIES, INC.

BD
CRD#: 6926
Past

September 24, 1984 - October 15, 1985

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC

CRD#: 304981 / SEC#: 801-117719

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/16/2016)
IAR
California
(4/27/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 12/17/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 5/24/1985
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 5
Date: 12/17/1984
Interest Rate Options Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 10/31/1983
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm


IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC

CRD#: 304981 / SEC#: 801-117719

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)
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Contact information


Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
Phone number
(510) 588-8000
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (45 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management


Total Number of Accounts918
AUM (Assets Under Management)$ 150,097,662

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INFINITY FINANCIAL SERVICES ADVISORY

CRD#: 304981Livermore, CA

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