Stephen C. Browere
Professional summary
Stephen Charles Browere was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial advisor and started their career in finance in 1983. Prior to being barred, Stephen had worked at 7 firms, which includes STEPHENS CAPITAL MANAGEMENT INC., PROFESSIONAL ASSET MANAGEMENT INC., COORDINATED CAPITAL SECURITIES INC., STEPHENS FINANCIAL GROUP INC., SINGER & COMPANY SECURITIES INC., DREHER & ASSOCIATES INC., FRANCIS MANZO & COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 1998 - December 31, 2013
STEPHENS CAPITAL MANAGEMENT, INC.
July 15, 1996 - December 31, 2001
PROFESSIONAL ASSET MANAGEMENT, INC.
April 19, 1991 - August 6, 1996
COORDINATED CAPITAL SECURITIES, INC.
August 4, 1987 - May 10, 1991
STEPHENS FINANCIAL GROUP, INC.
May 30, 1986 - January 28, 1988
SINGER & COMPANY SECURITIES, INC.
April 30, 1984 - May 28, 1986
DREHER & ASSOCIATES, INC.
October 20, 1983 - April 19, 1984
FRANCIS MANZO & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
STEPHENS CAPITAL MANAGEMENT, INC.
CRD#: 123570 / SEC#:
Contact information
Red Flags
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