John H. Stoll

FORTUNE FINANCIAL SERVICES

Laramie, WY 82070

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CRD#: 1197066

Professional summary

John Howard Stoll is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Laramie, Wyoming.

John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Howard Stoll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2020 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 410 E Grand Avenue #301, Laramie, WY 82070

CRD#: 42150

Laramie, WY

Past

January 3, 2017 - November 2, 2020

LINCOLN INVESTMENT

CRD#: 519

LARAMIE, WY

Past

May 24, 2011 - January 3, 2017

LEGEND EQUITIES CORPORATION

CRD#: 30999

LARAMIE, WY

Past

December 8, 2009 - May 26, 2011

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

May 26, 1993 - November 25, 2009

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

LARAMIE, WY

Past

October 24, 1983 - April 30, 1993

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/1/2024)

Colorado
(11/2/2020)

Nebraska
(11/2/2020)

Wyoming
(11/2/2020)

Exams

State Security Law Exam

Series 63

Date: 12/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 10/18/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/20/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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John H. Stoll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Howard Stoll's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INVESTMENT

LEGEND EQUITIES CORPORATION

FORESTERS EQUITY SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1984

SIE

Date: 10/1/2018

Series 22

Date: 10/18/1984

Series 6

Date: 10/20/1983

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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