Vernon K. Roberts
Professional summary
Vernon Keith Roberts, who also goes by Keith Roberts, Veronon Keith Roberts, is a registered financial advisor currently at CORDA INVESTMENT MANAGEMENT, LLC located in Houston, Texas.
Vernon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Vernon has worked at 19 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 27, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vernon Keith Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2022 - Present
CORDA INVESTMENT MANAGEMENT, LLC
Office #1: 8955 Katy Freeway Suite 200, Houston, TX 77024-1626November 17, 2014 - July 22, 2022
VALIC FINANCIAL ADVISORS, INC.
November 17, 2014 - July 22, 2022
VALIC FINANCIAL ADVISORS, INC.
May 10, 2013 - October 1, 2013
SANDERS MORRIS LLC
June 19, 2008 - August 5, 2008
GLOBAL FINANCIAL SERVICES, L.L.C.
June 19, 2008 - December 1, 2014
GFS ADVISORS LLC
June 19, 2008 - December 1, 2014
GLOBAL FINANCIAL SERVICES, L.L.C.
September 24, 2007 - June 20, 2008
USF SERVICES, LLC
September 19, 2007 - June 20, 2008
USF ALTERNATIVE SERVICES, LLC
August 6, 2007 - June 20, 2008
USF ADVISORS, LLC
August 6, 2007 - June 20, 2008
USF SECURITIES, L.P.
February 23, 2004 - August 21, 2007
STANFORD GROUP COMPANY
February 23, 2004 - August 21, 2007
STANFORD GROUP COMPANY
August 6, 2002 - May 12, 2004
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
June 7, 1999 - March 29, 2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
May 18, 1999 - February 24, 2004
AMERICAN GENERAL DISTRIBUTORS, INC.
July 17, 1997 - February 24, 2004
VALIC FINANCIAL ADVISORS, INC.
July 16, 1997 - February 24, 2004
VALIC FINANCIAL ADVISORS, INC.
April 14, 1993 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
January 27, 1992 - April 26, 1993
ADVANTAGE CAPITAL CORPORATION
October 9, 1990 - April 26, 1993
AMERICAN CAPITAL MARKETING, INC.
March 23, 1989 - November 30, 1989
FIDELITY BROKERAGE SERVICES LLC
May 2, 1984 - October 4, 1988
FLEET BROKERAGE SECURITIES, INC.
October 19, 1983 - January 27, 1984
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
CORDA INVESTMENT MANAGEMENT, LLC
CRD#: 108046 / SEC#: 801-57097
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 11/8/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CORDA INVESTMENT MANAGEMENT, LLC
CRD#: 108046 / SEC#: 801-57097
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,966 |
| AUM (Assets Under Management) | $ 1,726,638,629 |
Red Flags
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