George J. Cobb
Professional summary
George Joseph Cobb, who also goes by George Joseph Cobb Jr, is a registered financial professional currently at LIFEMARK SECURITIES CORP. located in Carbondale, Pennsylvania.
George is registered as a RR (Registered Representative) and started their career in finance in 1983. George has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Joseph Cobb's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 71 River Street, Suite 3, Carbondale, PA 18407May 16, 2014 - October 22, 2018
FORESTERS EQUITY SERVICES, INC.
July 26, 2013 - May 8, 2014
CETERA WEALTH SERVICES, LLC
September 21, 2011 - July 24, 2013
FORESTERS EQUITY SERVICES, INC.
June 2, 2011 - August 15, 2011
LPL FINANCIAL LLC
November 18, 1994 - February 15, 2011
LPL FINANCIAL LLC
May 22, 1990 - November 16, 1994
GUARDIAN INVESTOR SERVICES LLC
November 2, 1983 - January 11, 1990
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2022)
(10/22/2018)
(10/22/2018)
(10/22/2018)
Exams
FINRA
Current Firm
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
