Barbara E. Deitel

GUARDIAN WEALTH ADVISORS

JOHNSON CITY, TN 37601

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CRD#: 1196783

Professional summary

Barbara Esther Deitel, CFP®, who also goes by Barbara E Deitel, Barbara Esther Dietel, Barbara Esther Shuman, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Johnson City, Tennessee.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Barbara has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara E Deitel | Barbara Esther Dietel | Barbara Esther Shuman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Various outside insurance companies; not investment related; address various; insurance agent; 11/2/2018; 2 hrs/month; 1 hr during trading; selling life insurance and long-term care insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Esther Deitel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

July 1, 2021 - Present

GUARDIAN WEALTH ADVISORS, LLC

Office #1: 4104 N. Roan Street Suite B, Johnson City, TN 37601

RIA

CRD#: 305412

JOHNSON CITY, TN

Past

May 27, 2016 - July 1, 2021

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Johnson City, TN

Past

May 27, 2016 - July 1, 2021

TRIAD ADVISORS LLC

CRD#: 25803

Johnson City, TN

Past

February 1, 2010 - June 1, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JOHNSON CITY, TN

Past

February 1, 2010 - June 1, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

JOHNSON CITY, TN

Past

December 4, 2006 - November 25, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

AVENTURA, FL

Past

December 1, 2006 - November 25, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

AVENTURA, FL

Past

January 31, 2003 - December 7, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JOHNSON CITY, TN

Past

November 7, 2002 - December 7, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JOHNSON CITY, TN

Past

October 10, 2000 - November 8, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

November 22, 1999 - May 15, 2000

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

December 6, 1985 - February 11, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

January 3, 1984 - December 13, 1985

J.C. BRADFORD & CO.

CRD#: 1287

Past

October 19, 1983 - January 5, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/1/2021)

IAR

North Carolina
(4/20/2022)

IAR

Tennessee
(7/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/7/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 5/24/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/14/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/11/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

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Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Barbara E. Deitel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Esther Deitel's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES FINANCIAL SERVICES, INC.

TRIAD ADVISORS LLC

LEHMAN BROTHERS INC.

J.C. BRADFORD & CO.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2002

Series 63

Date: 11/29/1999

SIE

Date: 10/1/2018

Series 3

Date: 4/7/2008

Series 31

Date: 5/24/2004

Series 7

Date: 11/19/1999

Series 10

Date: 3/14/2007

Series 9

Date: 11/11/2006

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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