Jeffrey G. Miles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Grant Miles, who also goes by Jeffery Grant Miles, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2012 - October 14, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - October 14, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 14, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
August 30, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
October 14, 2009 - December 1, 2010
WORLD EQUITY GROUP, INC.
July 2, 2007 - December 1, 2010
WORLD EQUITY GROUP, INC.
April 20, 2007 - October 13, 2009
FINANCIAL LEADERSHIP ADVISORS, INC.
August 19, 2004 - July 5, 2005
WORLD EQUITY GROUP, INC.
April 12, 2002 - September 4, 2002
WORLD GROUP SECURITIES, INC.
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
November 26, 1991 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 3, 1984 - November 18, 1991
PFS INVESTMENTS INC.
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
