Randy Glisson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Glisson, who also goes by Andy Yukio Glisson, Yukio Andy Glisson, was a registered financial advisor .
Randy is a previously registered financial advisor and started their career in finance in 1995. Randy had worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2008 - September 21, 2009
FINANCIAL LEADERSHIP ADVISORS, INC.
July 5, 2002 - December 2, 2003
ONEAMERICA SECURITIES, INC.
October 31, 2001 - March 7, 2002
MONY SECURITIES CORPORATION
April 11, 2001 - August 17, 2001
SIGNATOR INVESTORS, INC.
July 10, 1995 - June 7, 2000
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
