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Randy Glisson

CRD# 1196751·Registered 1995 - 2009
Previously Registered: Being a previously registered professional could mean that Randy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Randy Glisson, who also goes by Andy Yukio Glisson, Yukio Andy Glisson, was a registered financial advisor. Randy was a previously registered financial advisor and started their career in finance 1995 - 2009. Randy had worked at 5 firms and has passed the Series 65 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andy Yukio Glisson, Yukio Andy Glisson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FINANCIAL LEADERSHIP ADVISORS, INC.·CRD# 139864
RIA
Orlando, FL
December 15, 2008 - September 21, 2009
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Indianapolis, IN
July 5, 2002 - December 2, 2003
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
October 31, 2001 - March 7, 2002
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
April 11, 2001 - August 17, 2001
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
July 10, 1995 - June 7, 2000

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2008About the Series 65 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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