Mark G. Siegman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gerard Siegman, who also goes by Mark G Siegman, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2023 - October 1, 2024
SAYBRUS EQUITY SERVICES, LLC
March 26, 2020 - July 5, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 18, 2014 - March 31, 2020
PRUCO SECURITIES, LLC.
July 31, 2013 - August 14, 2014
EQUITY SERVICES, INC.
July 3, 2013 - August 14, 2014
EQUITY SERVICES, INC.
May 15, 2008 - September 25, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
March 23, 2004 - July 19, 2013
PRINCIPAL SECURITIES, INC.
March 17, 2003 - March 25, 2004
MML INVESTORS SERVICES, LLC
November 26, 2002 - March 25, 2004
MML INVESTORS SERVICES, LLC
August 27, 2001 - December 9, 2002
PRINCIPAL SECURITIES, INC.
February 27, 2001 - August 23, 2001
OLD SLIP CAPITAL MANAGEMENT, INC.
September 9, 1997 - February 27, 2001
LOCUST STREET SECURITIES, INC.
April 16, 1997 - August 21, 1997
METROPOLITAN LIFE INSURANCE COMPANY
April 16, 1997 - August 21, 1997
MSI FINANCIAL SERVICES, INC.
January 1, 1996 - February 12, 1997
LOCUST STREET SECURITIES, INC.
January 31, 1995 - January 1, 1996
OLD SLIP CAPITAL MANAGEMENT, INC.
February 8, 1989 - January 14, 1991
OLD SLIP CAPITAL MANAGEMENT, INC.
October 19, 1983 - January 1, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 19, 1983 - January 1, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
