Scot H. Granger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scot Howard Granger, who also goes by Scot Granger, was a registered financial professional .
Scot is a previously registered financial professional and started their career in finance in 1983. Scot had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2013 - September 13, 2021
COREBRIDGE CAPITAL SERVICES, INC.
April 7, 2010 - September 26, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
April 7, 2010 - September 26, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
June 9, 2009 - March 5, 2010
U.S. BANCORP INVESTMENTS, INC.
October 29, 2002 - March 5, 2010
U.S. BANCORP INVESTMENTS, INC.
November 7, 2001 - February 21, 2003
FISERV INVESTOR SERVICES, INC.
March 12, 1997 - October 31, 2001
CAL FED INVESTMENTS
August 24, 1993 - March 12, 1997
CETERA WEALTH SERVICES, LLC
January 19, 1993 - August 28, 1993
INVESTORS BROKERAGE SERVICES, INC.
September 2, 1987 - November 25, 1992
ARM SECURITIES CORPORATION
June 28, 1986 - October 7, 1987
USLIFE EQUITY SALES CORP.
November 8, 1983 - July 6, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 8, 1983 - July 6, 1984
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/28/2024
General Securities Representative ExaminationCurrent Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
