Walter L. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Lowrie Fisher, who also goes by Walter L Fisher, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1983. Walter had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 1986 - July 11, 1988
MONARCH SECURITIES, INC.
November 15, 1983 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 15, 1983 - October 17, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONARCH SECURITIES, INC.
CRD#: 2809 / SEC#: , 8-13840
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
