Brenda L. Gempler
Professional summary
Brenda Louise Gempler, CFP®, who also goes by Brenda Louise Helgeson, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Las Vegas, Nevada.
Brenda is registered as a RR (Registered Representative) and started their career in finance in 1984. Brenda has worked at 7 firms and has passed the Series 63, SIE, Series 5, Series 15, Series 7, Series 24, Series 26 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brenda Louise Gempler's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2013 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 23, 2008 - August 1, 2011
SIGNATOR FINANCIAL SERVICES, INC.
June 23, 2008 - August 1, 2011
SIGNATOR FINANCIAL SERVICES, INC.
April 19, 2004 - November 26, 2007
TRANSAMERICA CAPITAL, LLC
January 2, 1998 - April 26, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 22, 1994 - January 2, 1998
AEGON USA SECURITIES INC.
March 16, 1992 - March 26, 1994
CONCORD WEALTH BROKERAGE, INC.
March 7, 1990 - October 11, 1991
AEGON USA SECURITIES INC.
October 26, 1984 - July 6, 1988
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2013)
Exams
Series 5
Date: 3/17/1986
Interest Rate Options ExaminationSeries 15
Date: 12/18/1985
Foreign Currency Options ExaminationFINRA
Current Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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