Paul A. Evans

CAPITAL TRUST ADVISORS

San Rafael, CA 94901

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CRD#: 1196111

Professional summary

Paul Andrew Dale Evans, who also goes by Paul A D Evans, is a registered financial advisor currently at CAPITAL TRUST ADVISORS located in San Rafael, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Paul has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul A D Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Dale Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 26, 2023 - Present

CAPITAL TRUST ADVISORS

Office #1: 1210 Fifth Avenue #275, San Rafael, CA 94901

RIA

CRD#: 134174

San Rafael, CA

Past

May 31, 2012 - March 16, 2024

PALADIN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113256

SAN FRANCISCO, CA

Past

March 28, 2006 - March 20, 2012

PALADIN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113256

SAN FRANCISCO, CA

Past

November 21, 1986 - September 9, 1988

S.G. WARBURG & CO. INC.

CRD#: 1483

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL TRUST ADVISORS

CAPITAL TRUST ADVISORS | PALADIN INVESTMENT ADVISORS | GOLDBERG ADVISERS, LLC

CRD#: 134174 / SEC#: 801-121095

RIA

Registered Investment Advisory firm - (7/13/2021 Approved)

California

Registered Investment Advisory firm - (8/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Current Firm

CAPITAL TRUST ADVISORS

CAPITAL TRUST ADVISORS | PALADIN INVESTMENT ADVISORS | GOLDBERG ADVISERS, LLC

CRD#: 134174 / SEC#: 801-121095

RIA

Registered Investment Advisory firm - (7/13/2021 Approved)

California

Registered Investment Advisory firm - (8/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/13/2021 Terminated)

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Contact information

Main Address

1210 5th Avenue, #275, San Rafael, CA 94901

Mailing Address

Phone number

(415) 399-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/31/2025)

BROCHURE SUPPLEMENT - PAUL A.D. EVANS (3/31/2025)

BROCHURE SUPPLEMENT - SANFORD P. LOWENGART, III (3/31/2025)

BROCHURE SUPPLEMENT - JOHN J. GOLDBERG (3/31/2025)

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 356,754,529

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul A. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Dale Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL TRUST ADVISORS

PALADIN CAPITAL MANAGEMENT, LLC

PALADIN CAPITAL MANAGEMENT, LLC

S.G. WARBURG & CO. INC.

Primary Firm SEC Registration

CAPITAL TRUST ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/1997

Series 7

Date: 11/15/1986

Current Firm

CAPITAL TRUST ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL TRUST ADVISORS

TRUST BUT VERIFY

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