Bette B. Seaver
Professional summary
Bette Brooks Seaver is a registered financial professional currently at MAINE SECURITIES CORPORATION located in Portland, Maine.
Bette is registered as a RR (Registered Representative) and started their career in finance in 1984. Bette has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bette Brooks Seaver's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2016 - Present
MAINE SECURITIES CORPORATION
Office #1: 15 Monument Square, Portland, ME 04101May 21, 1986 - February 11, 2015
MAINE SECURITIES CORPORATION
September 3, 1985 - May 5, 1986
BOSTON BAY CAPITAL, INC.
November 21, 1984 - July 24, 1985
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2016)
(7/16/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MAINE SECURITIES CORPORATION
CRD#: 16976 / SEC#: , 8-34889
Contact information
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 25,656,772 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAINE SECURITIES CORPORATION
CRD#: 16976Portland, ME 04101TRUST BUT VERIFY
Monitor Bette Seaver
Get automatic monthly alerts on:
