JN
James T. Newton
PORTFOLIO MEDICS
Decatur, AL
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CRD#: 1196025
JN
Professional summary
James Todd Newton, who also goes by J. Todd Newton, Todd Newton, James T. Newton, is a registered financial advisor currently at PORTFOLIO MEDICS, LLC located in Decatur, Alabama.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J. Todd Newton | Todd Newton | James T. Newton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Owner, Newton, Institutional. Where he transacts in insurance products to individuals. He spends approximately 20 hours a month during market and non-market hours in this endeavor. 2. Owner/Operator PayLink IRA. Provides payroll and IRA services to individuals and business. He spends approximately 10 hours a month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Todd Newton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2023 - Present
PORTFOLIO MEDICS, LLC
RIA
CRD#: 145958
Decatur, AL
Past
May 20, 2021 - December 6, 2022
PLAN PARTNERS LLC
RIA
CRD#: 167647
NEWBURY, OH
Past
December 12, 2014 - November 1, 2018
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
SAN RAFAEL, CA
Past
January 14, 2014 - December 1, 2014
SB ADVISORY, LLC
RIA
CRD#: 154680
ATLANTA, GA
Past
December 9, 2013 - December 1, 2014
IFS SECURITIES
BD
CRD#: 40375
ATLANTA, GA
Past
February 28, 2012 - December 31, 2012
NFSG CORPORATION
RIA
CRD#: 130814
FT. LAUDERDALE, FL
Past
January 18, 2012 - December 31, 2012
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
BOCA RATON, FL
Past
April 27, 2011 - January 4, 2012
TCA FINANCIAL GROUP, LLC
RIA
CRD#: 131275
CHARLOTTE, NC
Past
April 27, 2011 - January 4, 2012
TCA FINANCIAL GROUP, LLC
BD
CRD#: 131275
CHARLOTTE, NC
Past
January 6, 2010 - February 14, 2011
ANDERSON & STRUDWICK, INCORPORATED
RIA
CRD#: 48
RICHMOND, VA
Past
January 5, 2010 - February 14, 2011
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
RICHMOND, VA
Past
March 18, 2008 - August 14, 2008
STONEX SECURITIES INC.
BD
CRD#: 18456
BIRMINGHAM, AL
Past
January 3, 2007 - August 14, 2008
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
October 8, 2003 - January 3, 2007
STERNE, AGEE & LEACH, INC.
RIA
CRD#: 791
ST SIMONS ISLAND, GA
Past
June 20, 2003 - August 14, 2008
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
ST SIMONS ISLAND, GA
Past
February 13, 2003 - June 24, 2003
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
SARASOTA, FL
Past
February 4, 2003 - June 24, 2003
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
August 1, 2002 - February 3, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
June 30, 1989 - February 25, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
September 24, 1984 - July 8, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(8/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 12/23/1987
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 11/17/1987
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/2/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134
Mailing Address
Phone number
(239) 444-1766
Established
Firm type
Fiscal year end
# of Employees
75
SEC notice filing (41 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,702 |
| AUM (Assets Under Management) | $ 552,733,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
