George W. Boulware
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Walter Boulware, CFP® was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
June 13, 2016 - July 30, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 13, 2016 - July 30, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 7, 2010 - June 10, 2016
SECURITIES AMERICA ADVISORS, INC.
June 1, 2010 - June 10, 2016
SECURITIES AMERICA, INC.
November 8, 2007 - June 9, 2010
SECURIAN FINANCIAL SERVICES, INC.
November 2, 2007 - June 9, 2010
SECURIAN FINANCIAL SERVICES, INC.
February 17, 2004 - November 1, 2007
SECURITIES AMERICA ADVISORS, INC.
November 1, 2001 - November 1, 2007
SECURITIES AMERICA, INC.
May 3, 1999 - November 1, 2001
PARK AVENUE SECURITIES LLC
June 28, 1991 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
January 6, 1987 - June 21, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
November 21, 1983 - January 19, 1987
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
