Julian C. Bradham

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CRD#: 1195362

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julian Charles Bradham, who also goes by Brad Bradham, was a registered financial professional .

Julian is a previously registered financial professional and started their career in finance in 1983. Julian had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brad Bradham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 22, 2012 - January 14, 2013

APRIO WEALTH MANAGEMENT, LLC

RIA

CRD#: 127333

ATLANTA, GA

Past

August 17, 2012 - January 15, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ATLANTA, GA

Past

October 15, 2010 - April 3, 2012

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 25, 2009 - October 18, 2010

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

ATLANTA, GA

Past

March 19, 2009 - October 18, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

June 3, 2005 - March 18, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

ATLANTA, GA

Past

June 1, 2005 - March 18, 2009

STANFORD GROUP COMPANY

CRD#: 39285

ATLANTA, GA

Past

April 1, 2002 - May 26, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

January 25, 2002 - May 26, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 15, 1993 - January 29, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 8, 1989 - March 16, 1993

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

June 4, 1986 - May 10, 1989

MCCARLEY AND ASSOCIATES, INC.

CRD#: 16128

Past

October 19, 1983 - May 9, 1985

JOHNSON, LANE, SPACE, SMITH & CO., INC.

CRD#: 472

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APRIO WEALTH MANAGEMENT, LLC

APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC

CRD#: 127333 / SEC#: 801-63326

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

Georgia

Registered Investment Advisory firm - (7/16/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/7/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/22/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 9/17/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 12/3/1986

General Securities Principal Examination

Current Firm

APRIO WEALTH MANAGEMENT, LLC

APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC

CRD#: 127333 / SEC#: 801-63326

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

Georgia

Registered Investment Advisory firm - (7/16/2004 Terminated)

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Contact information

Main Address

2002 Summit Boulevard Suite 120, Atlanta, GA 30319

Mailing Address

Phone number

(404) 892-9651

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APRIO WEALTH MANAGEMENT FORM ADV PART 2A (2/3/2026)

Regulatory assets under management

Total Number of Accounts	2,269
AUM (Assets Under Management)	$ 2,635,136,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julian C. Bradham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

APRIO WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

FSC SECURITIES CORPORATION

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

EDWARD JONES

MCCARLEY AND ASSOCIATES, INC.

JOHNSON, LANE, SPACE, SMITH & CO., INC.

Primary Firm SEC Registration

APRIO WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/7/1995

Series 63

Date: 11/2/1983

Series 3

Date: 6/22/1994

Series 7

Date: 10/15/1983

Series 8

Date: 9/17/1993

Series 24

Date: 12/3/1986

Current Firm

APRIO WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APRIO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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