JB
Jeffrey C. Barefoot
M HOLDINGS SECURITIES
Perrysburg, OH 43551
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CRD#: 1195222
JB
Professional summary
Jeffrey Charles Barefoot, who also goes by Jeff Barefoot, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Perrysburg, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jeffrey has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Barefoot
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Foundation for Life of Northwest Ohio; 3454 Oak Alley Court, #211, Toledo, OH 43606; 01/2015; Board Member; Not Investment Related; 8 hours/month; 2 hours/month during business hours; Expense Reimbursement for annual March for Life trip. 2) Jeffrey C. Barefoot; 885 Commerce Drive, Suite A, Perrysburg, OH 43551; 04/30/2017; Fee-Based Review & Recommendations on business operation and organizational structure; Not Investment Related; 4 Hours/Month; 2 hours/month during business hours; Fee Income. 3) JEFFREY C BAREFOOT ATTORNEY AT LAW; POSITION: Attorney at Law NATURE: No active clients or practice at this time. I may be doing volunteer pro-bono work in the future. Have no plans to deliver services for any form of compensation at this time. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023; ADDRESS: 114 W 3rd Street, Perrysburg OH 43551, United States; DESCRIPTION: None 4) Ressourcement, Inc.; 114 W 3rd Street, Perrysburg OH 43551; Member Firm Affiliation; Investment related; President and CEO; Full responsibility for all sales, operations and decisions; 1/1/1994; 160 hours per month; 160 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Charles Barefoot's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Charles Barefoot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2004 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 114 W. Third Street, Perrysburg, OH 43551RIA
BD
CRD#: 43285
Perrysburg, OH
Current
January 5, 2004 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 114 W. Third Street, Perrysburg, OH 43551RIA
BD
CRD#: 43285
Perrysburg, OH
Past
March 7, 2003 - October 20, 2004
BAREFOOT WEALTH MANAGEMENT, INC.
RIA
CRD#: 106914
PERRYSBURG, OH
Past
August 16, 1999 - December 31, 2003
LOCKWOOD FINANCIAL SERVICES, INC.
RIA
CRD#: 40655
PERRYSBURG, OH
Past
July 11, 1997 - December 31, 2003
LOCKWOOD FINANCIAL SERVICES, INC.
BD
CRD#: 40655
MALVERN, PA
Past
December 2, 1988 - July 11, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
March 21, 1986 - December 19, 1988
CONTINENTAL CAPITAL SECURITIES, INC
BD
CRD#: 14635
Past
September 20, 1984 - September 27, 1984
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
September 20, 1984 - April 28, 1986
NEW ENGLAND SECURITIES
BD
CRD#: 615
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/5/2004)
IAR
California(2/2/2023)
RR
Colorado(1/23/2007)
RR
Florida(1/5/2004)
RR
Idaho(10/23/2020)
RR
Illinois(1/5/2004)
RR
Indiana(1/5/2004)
RR
Maine(1/6/2016)
RR
Massachusetts(7/26/2019)
RR
Michigan(1/5/2004)
RR
Minnesota(11/14/2012)
RR
New Mexico(1/5/2004)
RR
North Carolina(7/29/2015)
RR
Ohio(1/5/2004)
IAR
Ohio(10/5/2004)
RR
Oregon(11/14/2012)
RR
South Carolina(1/5/2004)
RR
Virginia(6/25/2020)
RR
Washington(1/5/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
