Neal A. Impellizeri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neal Anthony Impellizeri, who also goes by Neal Impellizeri, was a registered financial professional .
Neal is a previously registered financial professional and started their career in finance in 1983. Neal had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - August 1, 2007
THE CONCORD EQUITY GROUP, LLC
September 8, 2003 - December 31, 2005
GUNNALLEN FINANCIAL, INC
August 14, 2003 - September 5, 2003
BENCHMARK SECURITIES GROUP, INC.
September 20, 2002 - July 31, 2003
BENCHMARK SECURITIES GROUP, INC.
February 20, 2001 - October 17, 2002
HAPOALIM SECURITIES USA, INC.
October 16, 1998 - February 20, 2001
SANDS BROTHERS & CO., LTD.
September 10, 1997 - September 29, 1998
J.W. BARCLAY & CO., INC.
March 8, 1997 - September 5, 1997
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
May 30, 1996 - March 18, 1997
SHAMUS GROUP, INC.
April 29, 1992 - May 23, 1996
BLUESTONE CAPITAL CORP.
April 2, 1990 - April 9, 1992
CITIGROUP GLOBAL MARKETS INC.
September 16, 1985 - April 5, 1990
LEHMAN BROTHERS INC.
October 11, 1983 - September 18, 1985
NORBAY SECURITIES INC.
September 23, 1983 - January 27, 1984
BROOKS, HAMBURGER, SATNICK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
