Robert J. Gill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Gill JR, who also goes by Robert J (jr) Gill, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2009 - December 31, 2014
THE O.N. EQUITY SALES COMPANY
November 18, 2008 - January 12, 2009
MML INVESTORS SERVICES, LLC
January 2, 2004 - December 1, 2008
INVESTORS CAPITAL CORP.
October 2, 1991 - December 31, 2003
METROPOLITAN LIFE INSURANCE COMPANY
October 2, 1991 - December 31, 2003
MSI FINANCIAL SERVICES, INC.
December 2, 1988 - November 8, 1990
METROPOLITAN LIFE INSURANCE COMPANY
December 2, 1988 - November 8, 1990
MSI FINANCIAL SERVICES, INC.
October 30, 1985 - November 17, 1988
SIGNATOR INVESTORS, INC.
September 30, 1983 - February 7, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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