Lawrence M. Mccoy
Professional summary
Lawrence Maxwell Mccoy was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial advisor and started their career in finance in 1984. Prior to being barred, Lawrence had worked at 6 firms, which includes SPIRE WEALTH MANAGEMENT LLC, SPIRE SECURITIES LLC, VOYA FINANCIAL ADVISORS INC., LOCUST STREET SECURITIES INC., BMA FINANCIAL SERVICES INC., WADDELL & REED.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2008 - July 1, 2008
SPIRE WEALTH MANAGEMENT, LLC
May 30, 2008 - July 1, 2008
SPIRE SECURITIES, LLC
January 1, 2004 - April 22, 2008
VOYA FINANCIAL ADVISORS, INC.
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
February 17, 1995 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
January 17, 1984 - February 9, 1995
WADDELL & REED
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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