William L. Hays

WLH MANAGEMENT CO.

Collierville, TN 38017

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CRD#: 1194858

Professional summary

William Louis Hays JR, CFP®, who also goes by Will Hays Jr, is a registered financial advisor currently at WLH MANAGEMENT CO., INC. located in Collierville, Tennessee and ARLINGTON SECURITIES, INC. located in Collierville, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. William has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Hays Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WLH Management (RIA) Cheers Wine & Spirits

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Louis Hays JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 21, 2008 - Present

WLH MANAGEMENT CO., INC.

Office #1: 1115 Halle Park Circle, Collierville, TN 38017

RIA

CRD#: 146941

Collierville, TN

Current

July 13, 1990 - Present

ARLINGTON SECURITIES, INC.

Office #1: 1115 Halle Park Circle, Collierville, TN 38017

RIA

CRD#: 19596

Collierville, TN

Past

July 7, 2006 - May 14, 2007

ARLINGTON SECURITIES, INC.

RIA

CRD#: 19596

COLLIERVILLE, TN

Past

June 5, 1989 - July 31, 1990

AMERICAN CAPITAL EQUITIES, INC.

CRD#: 13272

Past

February 2, 1989 - June 3, 1989

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 3, 1987 - February 7, 1989

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

August 20, 1985 - April 21, 1987

MADISON CAPITAL CORP.

CRD#: 10950

Past

October 19, 1983 - May 3, 1985

CARTY, HARDING & HEARN, INC.

CRD#: 7001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(3/13/2007)

Mississippi
(9/2/1999)

IAR

Tennessee
(8/21/2008)

Tennessee
(12/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WLH MANAGEMENT CO., INC.

5 RIA | WLH MANAGEMENT CO., INC.

CRD#: 146941 / SEC#:

Mississippi

Registered Investment Advisory firm - (11/20/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (8/21/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1115 Halle Park Circle, Collierville, TN 38017

Mailing Address

Phone number

(901) 854-5495

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 18,921,185

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William L. Hays

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Louis Hays JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARLINGTON SECURITIES, INC.

ARLINGTON SECURITIES, INC.

AMERICAN CAPITAL EQUITIES, INC.

CETERA WEALTH SERVICES, LLC

ADVANTAGE CAPITAL CORPORATION

MADISON CAPITAL CORP.

CARTY, HARDING & HEARN, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2006

Series 63

Date: 10/28/1983

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1983

FINRA

Current Firm

WLH MANAGEMENT CO., INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WLH MANAGEMENT CO., INC.

TRUST BUT VERIFY

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