Gertrude M. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gertrude Margaret Edwards, who also goes by Gertrude M Edwards, Trudy Edwards, was a registered financial professional .
Gertrude is a previously registered financial professional and started their career in finance in 1991. Gertrude had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 1993 - December 20, 2002
SOUTHMARK, INC.
January 15, 1993 - September 28, 1994
PIM FINANCIAL SERVICES, INC.
November 11, 1991 - January 22, 1993
SIGNAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTHMARK, INC.
CRD#: 34825 / SEC#: , 8-46427
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
