JS
Jose M. Soriano
ST. COLUMBANUS AG
Teufen, 9053
Some features on this profile are disabled
CRD#: 1194747
JS
Professional summary
Jose Maria Soriano JR, who also goes by Jr Jose M Soriano, is a registered financial advisor currently at ST. COLUMBANUS AG .
Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jose has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jr Jose M Soriano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jose Maria Soriano JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2017 - Present
ST. COLUMBANUS AG
Office #1: Alte Haslenstrasse 5, Teufen 9053RIA
CRD#: 169895
Teufen,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
ST. COLUMBANUS AG
ST. COLUMBANUS AG
CRD#: 169895 / SEC#: 801-78990
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/2/2017)
Exams
Current Firm
SC
ST. COLUMBANUS AG
ST. COLUMBANUS AG
CRD#: 169895 / SEC#: 801-78990
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)PREMIUM
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Contact information
Main Address
Alte Haslenstrasse 5, Teufen 9053
Mailing Address
Phone number
+41 71 245 76 78
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 58,752,521 |
Red Flags
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