AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
TT

Timothy T. Taussig

EPOCH INVESTMENT PARTNERS
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 1194552
TT

Professional summary


Timothy Torrey Taussig, who also goes by Timothy T Taussig, is a registered financial advisor currently at EPOCH INVESTMENT PARTNERS, INC. located in New York, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Timothy has worked at 3 firms and has passed the Series 65, Series 63 and Series 2 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Timothy T Taussig

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Timothy Torrey Taussig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 15, 2008 - Present

EPOCH INVESTMENT PARTNERS, INC.

Office #1: 640 5th Avenue 18th Floor, New York, NY 10019
RIA
CRD#: 131556
NEW YORK, NY
Past

June 24, 1983 - February 13, 1989

AETNA FINANCIAL SERVICES, INC.

BD
CRD#: 13255
Past

June 19, 1983 - January 4, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EI
EPOCH INVESTMENT PARTNERS, INC.
EPOCH INVESTMENT PARTNERS, INC. | TD GLOBAL INVESTMENT SOLUTIONS ("TDGIS") | TD EPOCH | TD ASSET MANAGEMENT | EPOCH INVESTMENTS PARTNERS INC. | EPOCH INVESTMENTS PARTNERS INC

CRD#: 131556 / SEC#: 801-63118

RIA
Registered Investment Advisory firm - (5/11/2004 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/15/2008)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/29/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 8/4/1995
Non-Member General Securities Examination

Current Firm


EI
EPOCH INVESTMENT PARTNERS, INC.
EPOCH INVESTMENT PARTNERS, INC. | TD GLOBAL INVESTMENT SOLUTIONS ("TDGIS") | TD EPOCH | TD ASSET MANAGEMENT | EPOCH INVESTMENTS PARTNERS INC. | EPOCH INVESTMENTS PARTNERS INC

CRD#: 131556 / SEC#: 801-63118

RIA
Registered Investment Advisory firm - (5/11/2004 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1 Vanderbilt Avenue 23rd Floor, New York, NY 10017
Mailing Address
Phone number
(212) 303-7200
Established
Firm type
Fiscal year end
# of Employees
177

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EPOCH INVESTMENT PARTNERS FORM ADV PART 2A (1/28/2025)

Regulatory assets under management


Total Number of Accounts774
AUM (Assets Under Management)$ 33,053,394,488

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EPOCH INVESTMENT PARTNERS, INC.

CRD#: 131556New York, NY 10019

TRUST BUT VERIFY

Monitor Timothy Taussig

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics