Robert F. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Morris, who also goes by Robert F Morris, Robert Morris, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 82, Series 55, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2021 - January 11, 2022
APIFINY PRIME INC.
August 17, 2018 - August 20, 2019
INTESA SANPAOLO IMI SECURITIES CORP.
November 28, 2017 - January 8, 2018
CASH APP INVESTING LLC
September 13, 2016 - September 21, 2016
ROOSEVELT & CROSS, INCORPORATED
July 3, 2015 - June 22, 2016
SWARTWOOD, HESSE INC.
August 22, 2001 - January 2, 2002
SUSSEX SECURITIES LLC
February 27, 1997 - March 9, 2001
SUSSEX SECURITIES LLC
April 23, 1990 - January 23, 1997
GLOBAL PARTNERS SECURITIES INC.
February 15, 1989 - January 27, 1990
SUTRO & CO. INCORPORATED
November 8, 1988 - August 12, 1991
WEDBUSH SECURITIES INC.
January 31, 1986 - February 24, 1989
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
July 2, 1984 - February 10, 1986
WEDBUSH SECURITIES INC.
September 21, 1983 - July 27, 1984
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
APIFINY PRIME INC.
CRD#: 304574 / SEC#: , 8-70404
Contact information
Documents
Red Flags
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