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AS

Anthony Paul Scuderi Jr

CRD# 1194487·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Paul Scuderi JR, who also goes by Anthony Paul Scuderi Jr., Anthony Paul Scuderi, Tony Scuderi, was a registered financial advisor. Anthony was a previously registered financial advisor and started their career in finance 1983 - 2012. Anthony had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Paul Scuderi Jr., Anthony Paul Scuderi, Tony Scuderi

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

Past

SUMMIT FINANCIAL GROUP INCPast·CRD# 109485
RIA
Boca Raton, FL
April 25, 2011 - May 29, 2012
SUMMIT BROKERAGE SERVICES, INC.Past·CRD# 34643
BD
Boca Raton, FL
April 12, 2011 - May 29, 2012
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
RIA
Boca Raton, FL
May 5, 2009 - January 11, 2010
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
BD
Boca Raton, FL
April 30, 2009 - January 11, 2010
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
RIA
Boca Raton, FL
July 31, 2007 - April 15, 2009
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
BD
Boca Raton, FL
July 30, 2007 - April 15, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
RIA
Coral Springs, FL
April 4, 2005 - July 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
Coral Springs, FL
March 18, 2005 - July 31, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
RIA
Boca Raton, FL
January 3, 2000 - March 21, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Boston, MA
December 17, 1999 - March 21, 2005
AMERICAN GENERAL SECURITIES INCORPORATEDPast·CRD# 13626
BD
Phoenix, AZ
May 14, 1999 - December 31, 1999
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
September 15, 1989 - October 28, 1996
THE PRUDENTIAL INSURANCE COMPANY OF AMERICAPast·CRD# 680
BD
Newark, NJ
September 15, 1989 - December 10, 1993
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
September 21, 1983 - November 25, 1985

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Current Firm

SF
SUMMIT FINANCIAL GROUP INC

SUMMIT FINANCIAL GROUP INC

CRD#: 109485 / SEC#: 801-56645

Contact Information

Main Address

595 S. Federal Highway Suite 500, Boca Raton, FL 33432-5541

Documents

Latest Form ADV

Part 2 Brochures

SUMMIT FINANCIAL GROUP WRAP FEE PROGRAM BROCHURE (3/30/2021)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1983About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jul 2005About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2005About the Series 9 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 1992About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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